COMPLIANCE & ETHICS BASICS

Knocking it out of the Park


Per the Federal Sentencing Guidelines for Organizations (FSGO) a compliance program must establish two fundamental elements to be considered an effective program:


– Procure an organizational culture of law abiding ethics and conduct
and
– Exercises due diligence to prevent, discourage, and identify criminal misconduct


The FSGO requires the following seven elements in a compliance program:

1. Establish Standards and Procedures to...

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